In this section you will find all the regulatory documents concerning your investments as well as your rights as an investor.
Like all wealth management firms, Professionals’ Financial is subject to many rules aimed at maintaining good practices and sound management of the assets under its responsibility.
Here is a brief summary of our obligations and duties to you
The Financial’s activities are regulated by the Act respecting the regulation of the financial sector which is administered by the AMF.
The Financial is a member of:
- CIRO, the Investment Industry Regulatory Organization of Canada
- CIPF, the Canadian Investor Protection Fund
Publications on our funds
Glossary
Best execution policies
For your Protection
Proxy Voting
Declaration of Trust
Unclaimed property
Managing Conflicts of Interest
Complaint management and breach of confidentiality
Privacy and protection of personal information policy
