The Professionals’ Financial Code of Ethics and Professional Conduct is rooted in a solid tradition of professionalism and striving for excellence in the area of governance. To give its employees the tools they need and provide them with guidelines for exemplary conduct, Professionals’ Financial has also established a number of internal policies that every employee must adhere to.
Based on the core values that govern the securities market—integrity, honesty, fairness, justice, loyalty—the Code of Ethics and Professional Conduct of Professionals’ Financial’s and its internal policies encourage irreproachable ethical conduct from employees. To that end, every employee must accept the terms of the code and policies when hired and subsequently acknowledge that they comply with them every year.
